Assembly Pointe Financial Advisors: Rischi Paul Sharma CFP®, LUTCF (2012-2018) and Alexis-Rae Sharma CPF® (2013-2018) are recipients of the Five-Star Wealth Manager Award.*

Orange Coast Magazine and Five Star Professional partner to find wealth managers who satisfy 10 objective eligibility and evaluation criteria.  In order to consider a broad population of high-quality wealth managers, award candidates are identified by one of three sources: firm nomination, peer nomination or pre-qualification based on industry standing. 

Evaluation Criteria - Required

  • Credentialed as an investment advisory representative or a registered investment advisor.
  • Actively employed as a credentialed professional in the financial services industry for a minimum of five years. 
  • Favorable regulatory and complaint history review.
  • Fulfilled their firm review based on internal firm standards.
  • Accepting new clients.

Evaluation Criteria - Considered

  • One-year client retention rate.
  • Five-year client retention rate.
  • Non-institutional discretionary and / or non-discretionary client assets administered.
  • Number of client households served.
  • Education and professional designations.